Job Responsibility
– Participates in conducting Legal Compliance tasks in all areas where it has been indicated.
– Review policies and procedures and ensure company’s operation fully comply with applicable laws and regulations of Cambodia and government ministries such as Securities and Exchange Regulator of Cambodia, National Bank of Cambodia, General Department of Taxation, Ministry of Commerce, Ministry of Economics and Finance, Ministry of Labor and Vocational Training.
– Check and monitor the compliance with the staff qualifications required by Securities and Exchange
– Regulator of Cambodia for the securities business and other licensed businesses.
– Provide immediate recommendations on deficiencies/non-compliances of operation.
– Liaise with the governance officer and regulator on corporate tasks of the company.
– Performs investigation when there is some misconduct or breach of policies and procedures.
– Provide the legal consultant and legal advice.
– Involve in updating policies and procedures for each operation to prevent illegal, unethical, or improper conduct.
– Prepare documentation with lawyers on litigation against the Company.
– Involve in updating Anti-Money Laundering (AML) and the Combating of Financing Terrorism (CFT)
– Policies and procedures to comply with NBC regulations.
– Implement policies for AML/CFT measures and provide support to Branch regarding AML/CFT
– Regularly assess AML/CFT mechanisms to ensure that mechanisms are sufficient to address the changing treads.
– Identify Money Laundering/Financing Terrorism risks associated with new products or services or arising from company’s operational changes, including the introduction of new technology and processes.
– Check and monitor the progress change in laws and regulations of SERC, NBC, MEF, GTD, MoC, MoL, etc;
– Report AML/CFT to relevant authorities.
Job Requirement
– Bachelor’s Degree in the related field.
– 3 years of related work experiences
– Good level in English
– Additionally Knowledge about Securities and Exchange Regulator of Cambodia (SERC).